Automation
Financial services

ComplianceWatch

Monitor regulatory updates, summarize policy changes against your control library, and flag gaps before audit season.

Know which regulatory changes actually touch your controls — before auditors ask.

Regulatory monitoringDocument reviewAlertingAudit trail

The problem

Compliance teams drown in regulatory bulletins. Mapping each update to internal controls is manual, slow, and easy to miss. Audit prep becomes a fire drill because nobody tracked what changed in Q2.

Why teams choose ComplianceWatch

ComplianceWatch ingests regulatory feeds and compares updates against your uploaded control library. It summarizes what changed, which controls may be affected, and what gap remediation might look like — always flagged for human review, never certifying compliance on its own.

GRC leads get a weekly digest instead of 200 browser tabs. When SEC, FINRA, or state regulators publish guidance, your team sees impact analysis tied to specific policy documents — with citations — within hours, not weeks.

Business outcomes

  • 80% faster initial impact assessment on regulatory updates
  • Gap flags linked to control owners before audit cycles
  • Searchable archive of regulatory summaries with source links
  • Reduced consultant spend on routine change monitoring

Ideal for

RIAs, fintechs, credit unions, and compliance teams at firms under SEC/FINRA/state oversight with a documented control library and limited headcount for manual monitoring.

How it works

We start with discovery to confirm fit, then provision your workspace, configure the template for your tier, and hand off access through the EdgeBridge client portal or licensed API. Custom builds follow a scoped milestone plan; licensed deployments can expand seats or move to enterprise as you scale.

Human oversight

Every automation ships with a clear off-switch and a human review path. Sensitive actions can be gated behind approval. Every action is written to an audit trail your team can inspect and export.

Security & data

Deployed on the cloud or private environment you specify, with per-license isolation. API keys are hashed and stored once. Chat logs are redacted by default. Your data is never used to train shared models. Enterprise plans include a signed DPA and can pin data residency.

Interactive use case

Try a live workflow with realistic sample data. Production deployments are scoped and licensed to your environment.

ComplianceWatch use case

Try a suggested prompt or type your own. Responses include tables and export options where relevant.

Licensing

Every engagement starts with a conversation. We don't publish list prices — ComplianceWatch is available as a custom build, a per-seat license, or an enterprise agreement depending on your scale, compliance needs, and how closely the catalog template fits your environment.

Custom build

Tailored to your stack, data, and workflows. Scoped after discovery and delivered as fixed-fee milestones or an ongoing retainer.

  • Your integrations and data sources
  • Custom models or rules where needed
  • Implementation + handover docs
  • Quoted after a discovery call

Per-seat license

License a production-ready workflow for named users. Scale seats as your team grows — pricing aligned to headcount and usage band.

  • Named users with role-based access
  • Standard support and updates
  • Usage caps agreed upfront
  • Add seats without re-implementation

Enterprise license

Organization-wide deployment with security review, SLA, and optional dedicated cloud or data residency.

  • Site or org-wide coverage
  • Signed DPA / BAA where required
  • Dedicated support channel
  • Custom SLA and audit requirements

Reference configurations

Starting points from past deployments — final scope and licensing model are agreed during discovery.

Starter

Up to 3 seats · 1,000 msgs/mo band

  • 3 seats
  • Weekly digest
  • Control library upload
  • Email alerts

Enterprise

Up to 15 seats · 8,000 msgs/mo band

  • 15 seats
  • Real-time feeds
  • GRC tool hooks
  • Signed DPA